中国科技期刊研究 ›› 2026, Vol. 37 ›› Issue (3): 445-458. doi: 10.11946/cjstp.202509231142

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学术期刊开放同行评议模式采纳行为的影响因素与优化策略

占莉娟1,2)()(), 孙绪壕1), 夏紫艳1), 梁永霞3), 刘叶萍1,2)()()   

  1. 1) 武汉理工大学法学与人文社会学院新闻传播系,湖北省武汉市洪山区珞狮路122号 430070
    2) 武汉理工大学学术出版研究中心,湖北省武汉市洪山区珞狮路122号 430070
    3) 中国科学院文献情报中心,北京市海淀区北四环西路33号 100190
  • 收稿日期:2025-09-23 修回日期:2026-01-26 出版日期:2026-03-25 发布日期:2026-04-29
  • 作者简介:

    占莉娟(ORCID:0000-0001-7207-1487),博士,教授,E-mail:

    孙绪壕,硕士研究生;

    夏紫艳,硕士研究生;

    梁永霞,博士,副研究馆员,编审。

    作者贡献声明 占莉娟:论文构思、数据分析,撰写、修改论文; 孙绪壕:资料编码,撰写、修改论文; 夏紫艳:资料编码,校对论文; 梁永霞:提出选题,修改论文; 刘叶萍:方法确定、数据分析,修改论文。
  • 基金资助:
    ISTIC-Springer Nature开放科学联合实验室开放基金“开放科学背景下中国学术期刊同行评议现状及推进路径研究”

Influencing factors and optimization strategies of the adoption behavior of open peer review mode in academic journals

ZHAN Lijuan1,2)()(), SUN Xuhao1), XIA Ziyan1), LIANG Yongxia3), LIU Yeping1,2)()()   

  1. 1) Department of Journalism and Communication,School of Law,Humanities,and Sociology,Wuhan University of Technology,122 Luoshi Road,Hongshan District,Wuhan 430070,China,
    2) Academic Publishing Research Center,Wuhan University of Technology,122 Luoshi Road,Hongshan District,Wuhan 430070,China
    3) National Science Library,Chinese Academy of Sciences,33 Beisihuan Xilu,Haidian District,Beijing 100190,China
  • Received:2025-09-23 Revised:2026-01-26 Online:2026-03-25 Published:2026-04-29

摘要:

目的 探究影响学术期刊开放同行评议(open peer review, OPR)模式采纳行为的关键因素,提出有效推进我国期刊实践的若干策略。 方法 遵循系统综述的标准和规范,筛选国内外OPR模式采纳行为相关主题文献;借助扎根理论研究范式,发掘各类影响因素。 结果 主客观外部刺激和期刊认知与条件是影响OPR模式采纳行为的关键因素,各要素通过“主客观外部刺激-期刊认知与条件-评议模式选择”的传导路径相互作用,共同影响期刊对OPR模式的采纳决策。 结论 推进学术期刊OPR模式采纳实践需要各方协同发力,通过深化期刊和编辑对OPR模式的理解、完善与细化OPR政策体系、推进“预印本+开放评议”模式、营造良好氛围、加强执行过程管控等方式,帮助期刊形成正向的外部刺激、塑造积极的认知态度、汇聚充足的资源条件,进而推动OPR模式在国内的落地与发展。

关键词: 开放科学, 开放同行评议, 采纳行为, 影响因素, 系统综述, PRISMA, 扎根理论, SOR理论模型

Abstract:

Purposes To explore the key factors influencing the adoption behavior of open peer review (OPR) mode in academic journals, and propose several strategies for effectively promoting journal practice in China. Methods Following the standards and norms of systematic review, select relevant thematic literature on OPR mode adoption behavior at home and abroad; Using the grounded theory research paradigm to explore various influencing factors. Findings Objective and subjective external stimuli, as well as journal cognition and conditions, are key factors influencing the adoption behavior of the OPR model. These factors interact through the transmission path of “objective and subjective external stimuli - journal cognition and conditions - peer review mode selection”, jointly influencing journals’ adoption decisions of the OPR model. Conclusions Promoting the adoption of the OPR model in academic journals requires collaborative efforts from all parties. By deepening the understanding of the OPR model by journals and editors, improving and refining the OPR policy system, promoting the “preprint + open review” model, creating a good atmosphere, and strengthening the control of the implementation process, we can help journals form positive external stimuli, shape positive cognitive attitudes, gather sufficient resource conditions, and further promote the landing and development of the OPR model in China.

Key words: Open science, Open peer review, Adopting behavior, Influencing factors, System overview, PRISMA, Grounded theory, SOR theoretical model