摘要：

【目的】总结当前国际科研机构对预印本的态度及其政策要点,为我国科研机构制定和完善预印本政策提供参考和借鉴。【方法】基于Nature Index和QS世界大学排名评估科研机构的学术影响力和国际认可度,并结合是否已正式发布预印本相关政策的标准,最终选取19个国际科研机构作为研究对象,梳理归纳其对预印本的态度及其政策要点。【结果】多数国际科研机构认可并鼓励预印本交流,并在引用、存储、发布、评审和出版等方面制定了具体规范和指导措施。【结论】我国科研机构在制定预印本政策时,应充分认识到预印本的概念正发生变化,明确政策导向,以提升科研人员对预印本的认可度和使用意愿,积极支持基于预印本的同行评审模式建设,并鼓励预印本交流与期刊论文交流相结合。

关键词: 国际科研机构, 预印本政策, 政策分析, 实施建议

Abstract:

[Purposes] This paper aims to summarize the attitudes of international research institutions toward preprints and the key points of their preprint policies, providing reference and guidance for Chinese research institutions in formulating their preprint policies. [Methods] Research institutions were selected based on their academic influence and international recognition, as measured by the Nature Index and QS world university rankings, along with the criterion of having officially issued preprint-related policies, resulting in a final sample of 19 international research institutions, whose attitudes toward preprints and key policy points were analyzed and summarized. [Findings] The majority of international research institutions acknowledge and encourage preprint-based academic exchanges. They have established specific regulations and guidelines concerning preprint citation, storage, release, review and publication. [Conclusions] In formulating preprint policies, Chinese research institutions should fully recognize the evolving concept of preprints, establish clear policy guidance to enhance researchers' acceptance and use of preprints, actively support the development of peer review mechanisms for preprints, and promote the integration of preprint communication with journal publication.

Key words: International research institutions, Preprint policies, Policy analysis, Implementation suggestions