中国科技期刊研究 ›› 2017, Vol. 28 ›› Issue (5): 407-412.doi: 10.11946/cjstp.201701200051

• 同行评议专题 • 上一篇    下一篇

科技期刊论文同行评议中伦理学风险控制与优化要点

刘军1),曾令烽1,)2)(),曹烨3),包文虎4),潘建科1),关梓桐4),曹倩1),李晓彦1),曾星1),王奇1,)2),梁伟雄1)   

  1. 1) 广东省中医院(广州中医药大学第二附属医院),广东省广州市越秀区大德路111号 510120
    2) 广州中医药大学临床药理研究所/大学DME中心,广东省广州市白云区机场路12号 510405
    3) 中山大学附属肿瘤医院临床研究部/药物临床试验机构,广东省广州市越秀区东风东路651号 510060
    4) 世界中医药学会联合会伦理审查委员会,北京市朝阳区小营路19号 100101;
  • 收稿日期:2017-01-20 修回日期:2017-03-07 出版日期:2017-05-15 发布日期:2017-05-15
  • 通讯作者: 曾令烽 E-mail:lingfengzeng0202@163.com
  • 作者简介:刘 军(ORCID:0000-0002-7610-6667),主任医师,博士生导师,E-mail: liujun01y@163.com|曹 烨,博士。|包文虎,博士。|潘建科,博士。|关梓桐,硕士。|曹 倩,硕士。|李晓彦,博士。|曾 星,研究员,博士生导师。|王 奇,研究员,博士生导师。|梁伟雄,主任医师,博士生导师。
  • 基金资助:
    国家自然科学基金(81473698);广东省财政厅项目([2014]157)

Ethical risk management and optimization for peer review of papers of science and technology journals

LIU Jun1),ZENG Lingfeng1,)2)(),CAO Ye3),BAO Wenhu4),PAN Jianke1),GUAN Zitong4),CAO Qian1),LI Xiaoyan1),ZENG Xing1),WANG Qi1,)2),LIANG Weixiong1)   

  1. 1) Guangdong Provincial Hospital of Chinese Medicine (The 2nd Affiliated Hospital,Guangzhou University of Chinese Medicine), 111 Dade Road, Yuexiu District, Guangzhou 510120, China
    2) National DME Training Center, Institute of Clinical Pharmacology, Guangzhou University of Chinese Medicine, 12 Jichang Road, Baiyun District, Guangzhou 510405, China
    3) Department of Clinical Research, National Clinical Trials Institute,Sun Yat-sen University Cancer Center, 651 Dongfeng Road East, Yuexiu District, Guangzhou 510060, China
    4) Ethics Review Committee, World Federation of Chinese Medicine Societies, 19 Xiaoying Road, Chaoyang District, Beijing 100101, China;
  • Received:2017-01-20 Revised:2017-03-07 Online:2017-05-15 Published:2017-05-15
  • Contact: ZENG Lingfeng E-mail:lingfengzeng0202@163.com

摘要:

【目的】针对国内科技期刊论文同行评审(PR)领域的伦理学现况进行分析,并就发现的问题提出改善的建议及措施。【方法】通过文献分析,荟萃总结科技期刊论文PR中伦理学风险控制与优化要点。【结果】围绕上述核心问题,从外审评阅过程(PR开始之前、过程中及结束之后)伦理学问题分析、PR过程管理与控制及伦理学问题策略优化等部分展开论述,探讨PR相关方(编辑、评阅者及作者等)利益冲突、风险规避及隐私保密等问题。【结论】研究结果可为当前PR规范及伦理学实践提供参考。

关键词: 科技期刊论文, 同行评审, 风险控制, 伦理学

Abstract:

[Purposes]As to the present ethical status of peer review (PR) for scientific journals, this paper aims to make an investigation and analysis to find the problems and solutions. [Methods] Through literature study, the ethical risk management and optimization for peer review of papers of science and technology journals were analyzed and discussed. [Findings] Based on the core problems and principles, the issues on ethics existing in different PR stages (before the beginning, during the process, and after the end of PR), management and control of PR process and optimization of strategies for ethical problems are discussed, and the conflicts of interest between interested parties including editors, revierwes and authors, risk aversion, privacy security are explored. [Conclusions] These results can provide references for better understanding of PR specification and making decisions in ethical practice.

Key words: Papers of science and technology journals, Peer review, Risk control, Ethics