Chinese Journal of Scientific and Technical Periodicals ›› 2024, Vol. 35 ›› Issue (1): 110-120. doi: 10.11946/cjstp.202309120738

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Analysis of the development of open access papers in China and the United States in the last decade: A comparison based on the InCites database

KANG Fei1)()(), LIU Qi1), ZHANG Han2)()(), GAO Tianxiao3)   

  1. 1) School of Urban Economics and Management, Beijing University of Civil Engineering and Architecture, 15 Yongyuan Road, Daxing District, Beijing 102616, China
    2) Institutes of Science and Development, Chinese Academy of Sciences, 15 Zhongguancun Beiyitiao, Haidian District, Beijing 100190, China
    3) Center for Science Communication and Achievement Transformation, National Natural Science Foundation of China, 83 Shuangqing Road, Haidian District, Beijing 100085, China
  • Received:2023-09-12 Revised:2023-10-17 Online:2024-01-15 Published:2024-01-30

近十年中美开放获取论文发展情况分析——基于InCites数据库的比较

康飞1)()(), 刘琪1), 张涵2),*()(), 高天晓3)   

  1. 1) 北京建筑大学城市经济与管理学院,北京市大兴区永源路15号 102616
    2) 中国科学院科技战略咨询研究院,北京市海淀区中关村北一条15号 100190
    3) 国家自然科学基金委员会科学传播与成果转化中心,北京市海淀区双清路83号 100085
  • 通讯作者: * 张涵(ORCID:0000-0001-7854-4794),博士,副研究员,E-mail:
  • 作者简介:

    康 飞(ORCID:0000-0002-5129-2002),博士,副教授,E-mail:;

    刘 琪,硕士研究生;

    高天晓,博士,助理研究员。

    康 飞:策划选题,设计研究框架; 刘 琪:分析数据,撰写论文初稿; 张 涵:修改与审核论文; 高天晓:审核论文。
  • 基金资助:
    国家社会科学基金一般项目“平台企业数据垄断对中小企业创新的影响及治理机制研究”(20BGL050); 北京市属高等学校优秀青年人才培育计划项目“北京市传统企业数字化转型发展路径研究”(BPHR202203088)

Abstract:

[Purposes] This paper aims to determine the differences between China and the United States in terms of the number and influence of open access (OA) papers from 2013 to 2022 and put forward the suggestions for the development of Chinese OA papers at this stage, so as to promote the development of open science. [Methods] Using the InCites database, the paper analyzed relevant indicators of OA papers in China and the United States from 2013 to 2022. It counted the number of OA papers published by researchers in both countries, their types, disciplinary distribution, and citation-related indicators of paper influence. Comparative analysis was conducted using bibliometric methods. [Findings] The number and proportion of Chinese OA papers are comparable to those in the United States, but the distribution of types is less balanced. In terms of disciplinary distribution, the number of OA papers in the fields of medicine and life sciences far exceeds other disciplines. In terms of influence, China lags behind the United States, both in the number of highly cited papers and CNCI index. [Conclusions] The development of OA papers in China is imbalanced in terms of types and disciplines. In the future, it is necessary to build an OA platform, strictly control the quality of OA papers, and improve the relevant system.

Key words: Open access, CNCI, Open science, Comparison between China and the United States, InCites database

摘要:

【目的】 甄别中美2013—2022年开放获取(OA)论文在数量及影响力等方面的差异,提出对中国OA论文现阶段发展的建议,以推动开放科学发展。【方法】 基于InCites数据库,对2013—2022年中美OA论文相关指标进行分析,统计中美研究人员发表OA论文的数量、类型与学科分布,以及论文影响力相关引证指标,使用文献计量学方法进行对比分析。【结果】 中国OA论文的数量和占比基本与美国持平,但类型分布不如美国均衡;学科分布上,医学与生命科学领域的OA论文数量远超其他学科;在影响力方面,无论是高被引论文数量还是学科规范化引文影响力指数,中国都与美国存在差距。【结论】 中国OA论文发展在类型和学科上都有所失衡,未来应搭建OA平台,严格把关OA论文质量,完善相关制度。

关键词: 开放获取, 学科规范化引文影响力, 开放科学, 中美比较, InCites数据库